Vygotsky’s Notebooks: A Selection
Edited by Ekaterina Zavershneva and Rene Van der Veer
Ekaterina Zavershneva received permission to review the archives of Lev Vygotsky's family some years ago, and has published chapters and articles based on portions of this archive. Here, she and coeditor Rene Van der Veer overview much of the archive, which reaches from Vygotsky's 1912 school notebooks to his last notes on the eve of his death in 1934. The book is based on approximately 500 of these items (p.xi).
This was not an easy task. Vygotsky tended to write his notes on the backs of other paper (flyers, hotel stationery, etc.), paper that he might save for a while before using. And since he did not always date these writings, the editors sometimes had to guess based on clues. The writing was personal, so arguments were often not spelled out -- and neither were the words, which were often abbreviated. Thus many of these notes are elliptical.
Nevertheless, the archives give us a glimpse into the working -- and evolving -- Vygotsky, including his vast ambition. For instance, he outlined several books that never came to be.
Below, I'll note some of the things that stood out for me:
Introduction
Here, the editors overview the collection. Among other things, they discuss how the notes shed light on the works for which Vygotsky is currently known. For instance, the
Cultural and Historical Crisis in Psychology, Vygotsky's unpublished book manuscript written in the hospital in 1926, was planned as the first part of a larger book called
Zoon Politikon (p.xv). Notes related to his manuscript
The history of the higher psychological functions were found from 1928-1930 (p.xvi). By 1929, Vygotsky was submitting his theory to criticism (specifically, the idea of studying higher psychological functions in isolation), leading to "the systemic approach, which Vygotsky introduced in 1930 in the article 'About psychological systems'" (p.xvi). The authors maintain that "Tool and sign," which was unpublished at Vygotsky's death but usually dated 1930, was probably written in 1931 (p.xvii).
The editors also discuss Vygotsky's third, elusive period in which he criticized his earlier instrumentalist work and argued for "the principle of the semantic structure of the mind," in which he retained sign mediation but "considerably broadened its concept by transitioning from the study of the external structure of the sign operation in its instrumental function to the study of its internal structure, i.e., the meanings" (p.xvii). The editors recount "the famous meeting of December 4 and 5 [of 1932], when the main line of development of the cultural‒historical theory was established" (p.xvii). The divergence with Leontiev begins here, and the authors are able to produce notes related to it as well as to the general shift to semantic structure (p.xviii). The authors add:
The plans for unwritten books were preserved in the archive and are presented in chapter 17. The analysis of these and other documents shows that Thinking and speech was just an intermediate step toward a more ambitious book about consciousness (Zavershneva 2014). The archival research also confirms our hypothesis that the greatest part of Thinking and speech was created before 1933. For example, all of the major statements of its final chapter were already literally present in the notes from 1932 (chapter 21). Constant reflections about a new method to study mind and consciousness, which Vygotsky called the “semic method,” also belong to this pivotal year (chapter 18) when meaning was declared to be the unit of investigation of verbal thinking and consciousness as a whole. (p.xviii)
Yet the archive also shows that " it had become increasingly difficult for Vygotsky and his associates―and for many of their colleagues―to work in freedom" due to ideological pressure and criticism (p.xix). Around this time (1933-1934), he "realized that consciousness essentially fulfills the role of an instrument that mediates the active relationship of the person with the environment and that this relationship must be studied in the first place. It was now that Vygotsky introduced the concept of experience as the integrative unit of environmental and individual aspects" (p.xix). Yet he left this insight undeveloped and turned to the theory of dynamic semantic systems, heavily influenced by Lewin:
In October 1933, Vygotsky remarked, “Cf. Lewin’s data: an amazing coincidence. But new is that not the external field, but the inner, semantic field is taken into account.” The concept of the semantic field developed from the transformation of the two Lewinian concepts of the “psychological field” and the “level of irreality” and was defined as a semantic plane of generalization (Zavershneva 2015b). Studying it genetically, Vygotsky showed how in various stages of development it performs its fundamental function of mediation of the relationship between the person and the world and, in particular, allows the person to transform the fluid dynamics of thought into the dynamics of action and thus forms the basis of volitional behavior (chapters 25 and 29). (p.xix).
Finally, in his last notes, "Vygotsky tried to solve the problem of the unity of affect and intellect by distinguishing several planes of analysis—the affective systems, the semantic field, and the practical action—and showing that they determine the general regularities of mind both structurally and dynamically" (p.xix). The editors note that this approach was only roughed out and was not undertaken by any of Vygotsky's students after his death; "In this connection Vygotsky’s paper 'The problem of mental retardation,' which was published posthumously, may be considered the manifesto of the final version of his approach, although it is only superficially known by modern Vygotsky students" (p.xx).
As mentioned, the notes begin in Vygotsky's school years. I'm more interested in his notes as a psychologist, so we'll skip ahead.
Chapter 6: The Trip to London
These notes cover Vygotsky's trip to London in 1925 for a conference on deaf-mutes. I'll just pull a quote from here to illustrate Vygotsky's faith in the Revolution and its ability to remake humankind:
"In essence, Russia is the first country in the world. The Revolution is our supreme cause. In this room only one person knows the secret of the genuine education of the deafmutes. And that person is me. Not because I am more educated than the others, but [because] I was sent by Russia and I speak on behalf of the Revolution." (p.63)
Chapter 7: From the Zakharino Hospital
The editors explain that these notes are from his 1926 hospital stay for tuberculosis. During this stay, he planned to turn his dissertation into a book with additional material. He also planned
Zoon Politikon, an argument that consciousness is a social phenomenon and that speech plays a fundamental role in its development (p.71). Here, he searched for the relationship between the cultural and biological (pp.71-72), a question that he answers in the early 1930s with "Tool and symbol" and Pedagogy of the adolescent, portraying the word as tool-like (p.72).
In his notes, Vygotsky claims: "The word is not a relationship between the sound and the object it denotes. It is a relationship between a speaker and a listener, a relationship between people directed toward an object, it is an interpsychical reaction, which establishes the unity of two organisms in one direction toward the object" (p.74). And "Consciousness is speech for oneself, it originates in society with language (Marx). ... Consciousness is a dialogue with oneself" (p.74).
Hence, the distinguishing characteristics of the word: It is an artificially created stimulus (cf. technique), it is a tool of behavior, it presupposes two subjects and an object. Verbal behavior differs from nonverbal behavior like labor does from the adaptation of animals (the tool is also outside the organism, i.e., it is an organ of society). The tool has its prototype in the organ (the foot—the mortar, the hammer—a fist) just like the word has its prototype in the conditional stimulus. But its peculiarity is that each stimulus either exists by itself or is created for something; the word is a special stimulus for the regulation, the organization of behavior; of the other’s behavior and our own. What makes the tool different: It is a thing that in itself is not necessary for use, but for the production of other things; similarly, speech behavior is not necessary in itself but to evoke other behavior. But this is what tool use, what word use is, and the ax is a thing amidst things, the word a stimulus amidst stimuli. The tool-like nature of the word. But here nothing is supernatural. Technique is not the introduction of new forces but the use of existing ones. In the same way, the word is the artificial use of existing nervous forces. Speech stimuli have no adequate reactions. (p.75)
Perhaps thinking of how Marx took up and changed Hegel's arguments, Vygotsky adds: "I will take the classic propositions of empirical psychology (a psychology of just individuals; thinking is speech; empathy) and put them upside down" (p.76).
Finally, Vygotsky assesses Chelpanov, the former director of the institute who was replaced by Kornilov shortly before Vygotsky was hired: " (Incidentally,
Chelpanov is no enemy, he is a popularizer, he will wait until there is a generally accepted core in the new psychology, he will be our popularizer and say that he knew it all along. Cf. the essays and the reaction)" (p.78).
Chapter 8: Toward Cultural–Historical Theory
The editors explain that these three notes, from 1926-1928, "discuss the need to define the object and method of the new Marxist psychology" (p.107). I'll just note that Vygotsky argues, "Engels’ schema justifies my definition" (p.109).
Chapter 9: The Instrumental Method
The editors date these notes from 1927-1930. They discuss higher psychological functions and the double stimulation method. The latter has roots in experiments Vygotsky conducted in Gomel in 1923 as well as in Kohler. The book manuscript History of the development of higher psychological functions was probably a compilation of unfinished manuscripts begun in 1928 (p.115).
From a note dated April 3, 1928:
In Marxism, the idea of the superman (Kautsky, Trotsky: Man is chaos, nature and society, he will master himself), but also on the preceding levels it is impossible to master nature without mastering oneself. Each level in the mastery of nature corresponds with a certain level in the mastery of oneself. (p.117)
From a note probably written in 1929:
Engels’ idea that mind + brain developed is incorrect (cf. Serebrovskiy),31 but its true core: The brain has the conditions and the possibility for the historical development of psychology. Plekhanov is right when he places psychology before ideology: For the new psychological functions must arise as a pre-requisite for the development of ideology.
Our whole doctrine is contained in the phrase: the historical theory of the higher psychological functions. (p.122)
Chapter 10: Concepts and the Systemic Approach
The editors date these notes from 1929-1931. Here, Vygotsky moves from functions to interfunctional connections. The editors add, "Various systems develop in various stages of development, but the vector of development can be given as follows: The primary, innate connections between the functions that first form an undifferentiated mass are destroyed, and with the help of the sign (primarily, the word) new, artificial, flexible connections are created, which form a system that can be deliberately steered and in which one function dominates and guides the others. The highest development is reached after the adolescent crisis when the dominating function becomes conceptual thinking" (p.129).
On p. 130, Vygotsky writes: "Sakharov and I have a central idea: not abstraction,
the establishing of connections leads to concept formation."
On p.131: "We do not accept Watson’s [concept of] speech as a means to discover what is hidden. Speech is not glass. Speech is a second series of signs that change perception, action, and thinking."
And on p.140, in an early formulation of systems: "Not a psychology of partial (autonomous) operations of separate functions or processes (cf. it is not the muscle that works, but the person; contra the psychology of processes, Politzer)." He adds on p.141, "We always covertly assumed the person in the mediated processes. Systems are the key to the person. In any case, the person does not consist of functions but of systems."
Chapter 15: The Study of Consciousness
The editors date this note as October 1932. It marks the transition to the dynamic semantic approach and airs Vygotsky's objections to Leontiev's path (p.243).
Contra Leontiev, Vygotsky argues: "Speech is the self-disclosure of thinking. Speech is not a glass medium but a real participant in all the events that take place in the change of thinking" (p.247). He complains: "Everything is moved to the beginning. But then everything [is moved] to the
conception. The most important thing does not take place in the beginning, but in the end, for the end contains the beginning. The height viewpoint. [He] should not all the time work near the lower boundaries."
Chapter 16: From Sign to Meaning and Sense
The editors date this to 1932. It represents the transition to semantic systems, airs conflict with Leontiev, and appears to be the basis for
Thought and Language Ch.7. (p.251).
Chapter 17: The Problem of Consciousness
The editors explain that these notes relate to the internal symposium on December 4, 1932 and Vygotky's seven-hour talk about consciousness (p.271). The focus is the transition from sign to meaning, consciousness, and height psychology;
Thought and Language was an intermediate step toward these goals.
On p.273, Vygotsky writes: "Our shortcoming is not a shortage of facts but the inadequacy of the theory: This is the main difficulty in the analysis of our crisis and not the divergence from the facts. This contra A. N. [Leont’ev]. Thus: Salvation is not in the facts but in theory. We introduced the systemic viewpoint too late." And "Consciousness without the word is Stygian speech."
Vygotsky criticizes his instrumental phase:
The limited, convential, narrow nature of the older viewpoint led to an incorrect assessment of the central aspects, which we have taken for secondary ones: the interfunctional connections. We have focused our attention on the sign (on the tool) to the detriment of the development of the operation with the sign and presented it as something simple that goes through three stages: magical, external, and internal. But the knot is external, and the diary of the adolescent is external. Thus, we have lots of poorly explained facts and wish to look deeper into the facts, i.e., we wish to re-interpret them theoretically. (pp.274-275)
He adds: "The higher and lower functions are not built in two floors: their number and names do not coincide. But neither our previous conception [is correct]: the higher function is the mastery of the lower one (voluntary attention is the subordination of involuntary attention), for this also implies two floors" (p.275). And "functions are not tied to activities, they are polyvalent, polyfunctional, pure, free, and auxiliary unbound activities of consciousness" (p.275).
On pp.278-279, he outlines a new book with himself, Leontiev, and Luria as authors.
On p.285 he declares his intention to develop "not depth but height psychology."
Chapter 18: The Semic Method
The editors date this note to 1932. Vygotky declared the semic method to be the principal one in the study of mind and consciousness. The fullest description of this method is in these notebooks. The semic method is the study of the inner structure of sign operations: a study of material phenomena based on meaning, not external characteristics. Vygotsky planned large studies, which were partly realized in the 1934 publications by Birembaum and Zeigarnik.
Chapter 19: The Result of Many Years of Work
The editors explain that these notes give us an idea of the ideological atmosphere in the 1930s. The plan for
Thought and Language was severely criticized on ideological grounds (p.311). This section includes a letter that Vygotsky began around 1933 in response to a purge.
Chapter 25: The Semantic Field: Sparring with Lewin
This chapter, the editors say, reveals Vygotsky reception of Lewin's field theory. "It is well known that the work of Lewin—together with those of Wolfgang Köhler, Kurt Koffka, Karl Bühler, and Jean Piaget—formed a major source of inspiration for Vygotsky and that he borrowed many of their ideas. Much of the empirical work of Vygotsky’s group consisted of conceptual replications of the findings of these scholars." But Vygotsky sought not just to replicate but to probe weaknesses and improve. "On the basis of Lewin’s ideas about the psychological field and the sphere of irreality, Vygotsky also introduced the concept of the “semantic field,” by which he understood the plane of the generalization, of the mediated relationship to the world" (p.403). The chapter includes Vygotsky's notes from Lewin's lecture during his Moscow visit in 1933.
Chapter 26: Neuropsychology
The editors note that Vygotsky was fascinated by neuropsychology in his last months and "proposes to replace the functional and structural analysis by the systemic approach" (p.419).
Re neuropsychological disorders, Vygotsky says:
In aphasia, schizophrenia, and other pathological changes of the psychological processes, the main point that needs to be analyzed is the fact that one and the same function, operation, etc. sometimes appears and sometimes disappears: This clearly shows that the function is possible in one plane and impossible in another plane. This fact itself is remarkable because it shows that one and the same effect can be reached along different paths (cf. the memory experiments). All the expedition work is based upon this. The voluntary operation is the same operation in another plane. (pp.419-420)
Re mediation, he says:
The sign does not just mediate the operation from outside (intercalation, interposition, inter–legere), like a knot, i.e., the sign does not just stand between the object to be remembered and the person but also internally mediates the memory process: i.e., it leads to memory via a new meaning, via a chain of other processes: imagination, thinking, etc. Inde the sign via the meaning is the path to the creation of systems. (p.421)
(Compare this claim to Leontiev's collapsing of physical and psychological tools.)
He adds that "In particular, Lewin’s systems, in which the differences between the functions (attention, memory, and so on) were lost, are momentary systems of intention: hic et nunc. Not our systems" (p.421).
In notes working toward his last talk in 1934, he discusses the development and dissolution of higher psychological functions:
How do the functions of the higher centers develop when the lower ones are underdeveloped: (a) They either extremely imperfectly develop from above (speech in deafmutes); (b) or they—also inadequately—develop by themselves, autonomously, outside the system or in another system; intellect in the post-encephalitic syndrome. The fact itself of the development from above in normal and anomalous children is the proof of the law of the upward transition of functions in anomalous and normal development and the substitution of the lower centers by the higher ones + of the independence of the higher from the lower at a certain level of development. [We should] study the speech of deafmutes from the viewpoint of conscious awareness + voluntariness and aspontaneity, i.e., as opposite to the path of normal development; the analogy is not with the mother tongue, but with a foreign language. (p.424)
There’s more, much more -- but this is what I found to be most useful in these notebooks. If you’re interested in the development of Vygotsky’s thought, like I am, definitely take a look.
(2003)
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